One River Asset Management, LLC | Terms of Use

This website is the property of One River Asset Management, LLC (“One River”). One River is registered with the Securities & Exchange Commission (“SEC”) as an investment adviser. One River is also registered with the Commodity Futures Trading Commission (“CFTC”) as a CPO and as a member of the National Futures Association (“NFA”). Neither registration with the SEC and CFTC, nor membership with the NFA implies a certain level of skill or training. All investing involves risk of loss, including the possible loss of all amounts invested.

Access to this site is conditioned upon your acceptance without modification of the terms, conditions, and notices contained herein. By accessing this website, you signify your agreement with, and understanding of, the terms of use and legal information pertaining to both this site and any materials contained herein. One River reserves the right to change the terms, conditions, and notices under which this site is provided at any time and without notice. Continued use of the website after updates constitutes acceptance of the revised terms.

You agree that the information on this site may not be transmitted (in any form) to any other person without One River’s prior written consent. All materials on this site are meant to be reviewed in their entirety, including any footnotes, legal disclaimers, restrictions or disclosures, and any copyright or proprietary notices. Any disclaimers, restrictions or disclosures apply to any partial document or material in the same manner as they do the whole and will be deemed incorporated in the portion of any material that you consult or download.

Restricted Access

Information on this website is strictly limited to individuals and entities who qualify as “Qualified Eligible Persons” as defined in CFTC Regulation 4.7. and “Accredited Investors” as defined under the US Securities Act of 1933.

Access to this website from certain countries may be restricted by law and you are required to determine that you are permitted to access it

NOT INVESTMENT ADVICE OR A PUBLIC SOLICITATION

This website and the information contained herein are for informational purposes only and do not constitute a complete description of our investment management services or investment vehicles. It is not intended as investment advice. The information contained herein constitutes neither an offer to sell nor a solicitation of an offer to purchase any securities. Such an offer will be made only to qualified investors by means of a private offering memorandum and related subscription documents and only in those jurisdictions where permitted by law.

INVESTMENT RISKS AND PERFORMANCE INFORMATION

Hedge funds and other alternative investments are illiquid, subject to a substantial risk of loss and are not suitable for many investors. An investment in a One River investment strategy is subject to a variety of risks, certain of which are disclosed in the relevant investment vehicle’s private offering memorandum.

Past performance is not necessarily indicative of future results and is no guarantee of future returns. Return objectives are only targets and may not be achieved. Performance figures are unaudited estimates and are based on information from third-party sources that may be inaccurate or incomplete. Any comparison to an index is for illustrative purposes only. The investment strategies and risk characteristics of One River investment strategies are typically different from those of an index. Individual returns may vary due to, among other things, the timing of capital contributions and withdrawals, side pocket investments, tax withholding, special allocations of new issues and/or different fee arrangements.

One River believes that the information it provides is reliable. Nevertheless, neither One River nor its agents are liable for any deficiencies in the accuracy, completeness, availability or timeliness of such information. The information contained herein is provided without any warranty of any kind.

OWNERSHIP OF SITE, COPYRIGHT AND SERVICE MARK

This website is the property of One River. The One River website and any and all accompanying screens, information, materials, user documentation, user interfaces, images, arrangements of information, related software and other proprietary property of One River or its licensors is and shall remain the exclusive property of One River and its licensors, as the case may be. All rights to the website remain with One River or its licensors. This site is for your personal and non-commercial use. You may not modify, distribute, transmit, display, perform, reproduce, publish, license, create derivative works from, transfer or sell any information, software, products or services obtained from this site.

UNAUTHORIZED ACCESS

You acknowledge that any information provided through the internet may be potentially accessed by unauthorized third parties. Although One River will make reasonable efforts to protect the privacy of users of this site, no guarantee can be made that unauthorized third parties will not access the information contained on the website. You acknowledge that One River is not necessarily responsible for notifying you that unauthorized third parties have gained such access or that any data has been otherwise compromised during transmission across computer networks or telecommunications facilities, including, but not limited to, the internet.

PRIVACY POLICY

You acknowledge that you have received notice of One River’s Privacy Policy.

LINKS

One River has not necessarily reviewed unaffiliated sites linked to this site, if any, and is not responsible for the content of off-site pages or any other site linked or linking to this site. Your browsing of any off-site pages or other sites is at your own risk. One River makes no representations whatsoever about the opinions of any third party appearing on a linked site, neither regularly monitors nor has control over the contents of such sites, and does not endorse, and disclaims all responsibility for, the content of such statements or websites.

NO WARRANTY OR RELIANCE

Performance information, market analyses or data or other information is not warranted by One River or its affiliates as to completeness or accuracy, express or implied, and such information is subject to change without notice.

The website, including information and materials contained in the website, text, graphics, software, links and other items are provided “as is,” “as available” without warranty of any kind, either express or implied, to the fullest extent permissible pursuant to applicable law. Without limitation, One River does not warrant the accuracy, adequacy, completeness, reliability, timeliness or availability of the website or any information on this site, and expressly disclaims liability for errors or omissions in the website. There is no warranty of merchantability, no warranty of fitness for a particular purpose, no warranty of non-infringement, no warranty of any kind, implied, express or statutory, in conjunction with the website. Any contents on this site are subject to change without notice. One River further assumes no responsibility for, and makes no warranties that, functions contained at this site will be uninterrupted or error-free, that defects will be corrected, or that the site or the server that makes it available will be free of viruses or other harmful components. Please note that some jurisdictions do not allow the exclusion of certain warranties, so some or all of the above exclusions may not apply to you.

In no event will One River be liable for any damages, or for repairs or corrections that must be performed, to or on your computer, person or other property, including, without limitation, direct or indirect, special, incidental, or consequential damages, losses or expenses arising in connection with the website or use thereof or the inability by any party to use such site, or in connection with any failure of performance, error, omission, interruption, defect, delay in operation or transmission, computer virus or line or system failure, even if One River, or representatives thereof, are advised of the possibility of such damages, losses or expenses.

By clicking "Agree," I certify that I have read, understand and agree to the foregoing Terms of Use.

Privacy Policy
- California

Privacy Policy - California

Privacy Notice for California Consumers

This Privacy Notice for California Consumers ("Notice") is provided by One River Asset Management, LLC ("we," "us," or "our"), a registered investment advisor, in compliance with the California Consumer Privacy Act (CCPA). This Notice describes our practices regarding the collection, use, and disclosure of personal information for California residents. It also explains your rights under California law regarding your personal information.

1. Categories of Personal Information Collected

We collect the following categories of personal information about you when you engage with our services:

- Identifiers: Name, postal address, email address, phone number, social security number, driver’s license number, or other similar identifiers.
- Financial Information: Bank account details, investment history, income, tax details, and other financial information necessary for providing investment advisory services.
- Internet Activity: Browsing history, IP address, and information regarding your interaction with our website or emails.
- Professional Information: Employment details, business affiliations, or educational background.
- Other Information: Any other information that you provide to us in connection with our services or that is required for regulatory purposes.


2. How We Use Your Personal Information

We may use your personal information for the following business purposes:

- To provide and manage investment advisory services.
- To communicate with you regarding your account and investment strategy.
- To comply with legal and regulatory obligations.
- To improve and optimize our services and website.
- To detect and prevent fraud or illegal activities.


We do not sell your personal information to third parties. However, we may share your personal information with trusted service providers or business partners as necessary to provide our services or comply with legal obligations.


3. Your Rights Under the CCPA

If you are a California resident, you have the following rights regarding your personal information:

- Right to Know: You have the right to request information about the categories and specific pieces of personal information we have collected about you.
- Right to Delete: You have the right to request that we delete certain personal information we have collected from you, subject to exceptions provided by law.
- Right to Opt-Out of Sale: While we do not sell personal information, you have the right to opt out if this practice changes.
- Right to Non-Discrimination: We will not discriminate against you for exercising your CCPA rights, including denying services or providing a different level of service.


4. How to Exercise Your Rights

To exercise your CCPA rights, please contact us using one of the following methods:

- Email: [email protected]
- Phone: 203-489-1455
- Mail: 2200 Atlantic Street, Stamford, CT 06902 Attn: Compliance


We will verify your identity before fulfilling any requests. You may designate an authorized agent to make a request on your behalf, but the agent must provide proof of authorization and verify their identity.


5. Changes to This Privacy Notice

We may update this Privacy Notice from time to time. When we make changes, we will revise the "Effective Date" at the bottom of this Notice. We encourage you to review this Notice periodically to stay informed about how we are protecting your personal information.


6. Contact Us

If you have any questions or concerns about this Privacy Notice or our privacy practices, please contact us at:

- Phone: 203-489-1455
- Email: [email protected]


Effective Date: January 2024




This Privacy Notice is intended to comply with the CCPA and other applicable laws. If you have any questions about your rights under California law, please reach out to us.