Privacy Notice for California Consumers
This Privacy Notice for California Consumers ("Notice") is provided by One River Asset Management, LLC ("we," "us," or "our"), a registered investment advisor, in compliance with the California Consumer Privacy Act (CCPA). This Notice describes our practices regarding the collection, use, and disclosure of personal information for California residents. It also explains your rights under California law regarding your personal information.1. Categories of Personal Information Collected
We collect the following categories of personal information about you when you engage with our services:
- Identifiers: Name, postal address, email address, phone number, social security number,
driver’s license number, or other similar identifiers.
- Financial Information: Bank account details, investment history, income, tax details, and
other financial information necessary for providing investment advisory services.
- Internet Activity: Browsing history, IP address, and information regarding your
interaction with our website or emails.
- Professional Information: Employment details, business affiliations, or educational
background.
- Other Information: Any other information that you provide to us in connection with our
services or that is required for regulatory purposes.
2. How We Use Your Personal Information
We may use your personal information for the following business purposes:
- To provide and manage investment advisory services.
- To communicate with you regarding your account and investment strategy.
- To comply with legal and regulatory obligations.
- To improve and optimize our services and website.
- To detect and prevent fraud or illegal activities.
We do not sell your personal information to third parties. However, we may share your personal information with trusted service providers or business partners as necessary to provide our services or comply with legal obligations.
3. Your Rights Under the CCPA
If you are a California resident, you have the following rights regarding your personal information:
- Right to Know: You have the right to request information about the categories and
specific pieces of personal information we have collected about you.
- Right to Delete: You have the right to request that we delete certain personal
information we have collected from you, subject to exceptions provided by law.
- Right to Opt-Out of Sale: While we do not sell personal information, you have the right
to opt out if this practice changes.
- Right to Non-Discrimination: We will not discriminate against you for exercising your
CCPA rights, including denying services or providing a different level of service.
4. How to Exercise Your Rights
To exercise your CCPA rights, please contact us using one of the following methods:
- Email: [email protected]
- Phone: 203-489-1455
- Mail: 2200 Atlantic Street, Stamford, CT 06902 Attn: Compliance
We will verify your identity before fulfilling any requests. You may designate an authorized agent to make a request on your behalf, but the agent must provide proof of authorization and verify their identity.
5. Changes to This Privacy Notice
We may update this Privacy Notice from time to time. When we make changes, we will revise the "Effective Date" at the bottom of this Notice. We encourage you to review this Notice periodically to stay informed about how we are protecting your personal information.
6. Contact Us
If you have any questions or concerns about this Privacy Notice or our privacy practices, please contact us at:
- Phone: 203-489-1455
- Email: [email protected]
Effective Date: January 2024
This Privacy Notice is intended to comply with the CCPA and other applicable laws. If you have any questions about your rights under California law, please reach out to us.